Hudson Bay Capital Management LP - Company Profile

The HUDSON BAY CAPITAL MANAGEMENT LP Profile

The HUDSON BAY CAPITAL MANAGEMENT LP is comprised of investment advisers registered with the U.S. Securities and Exchange Commission. They provide advisory services to Public, Private, and Sub Funds.

1
filing Adviser
that disclose

$27.11 bn
in regulatory assets under
management, a change of
34.7% over the last
12-months

It reports 149 FTE's
a change of 18 Investment professionals and 14 non-Investment professionals
since 2022-08-16

Their primary address is
28 Havemeyer Place 2nd Floor, Greenwich
Connecticut, United States and it lists
4 additional office
addresses.

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Type of Accounts	#	Assets (BN)
High Net Worth Investors
Individual Investors
BDCs
Public, Private, and Sub Funds	4	$27.11
Undisclosed
Total Accounts and Assets	5	$27.11

Fund Type	#	Assets(BN)
Hedge Fund
Venture Capital Fund
Securitied Asset
Private Equity Fund
Real Estate Fund
Liquidity Fund
Other (hybrid) Fund
Sub Fund
Total Funds And Assets	4	$27.11

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Major Asset Classes	Adviser 1
Derivatives	Y
Fixed Income-Private	Y
Fixed Income-Public	Y
Fund of Funds	Y
Insurance Linked Securities	Y
Private Equity	Y
Public Equity	Y
Quantitative	Y
Unique Asset Classes	8

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A “filing adviser” is an investment adviser registered with the SEC that files a single umbrella registration on behalf of “Relying Advisers.”

Adviser Name	Primary Strategy	Total RAUM(BN)	Private RAUM(BN)	Other Assets	# of Funds	DRP's
HUDSON BAY CAPITAL MANAGEMENT LP (155910)		$34.48	$34.48		8
Totals		34.48	34.48		8

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HUDSON BAY CAPITAL MANAGEMENT LP controls 1 Relying Adviser

A “relying adviser” is an investment adviser eligible to register with the SEC that relies on a filing adviser to file (and amend) a single umbrella registration on its behalf. For a group of private fund advisers that operate as a single advisory business to qualify for Umbrella Registration, they must meet the following five requirements.

The Filing Adviser and each Relying Adviser advise only private funds and/or “qualified clients” in separately managed accounts that are otherwise eligible to invest in the private funds advised by the Filing Adviser or a Relying Adviser and whose accounts pursue investment objectives and strategies that are substantially similar or otherwise related to those private funds.
The Filing Adviser’s principal office and place of business is in the United States, and all of the substantive provisions of the Advisers Act and rules apply to the Filing Adviser and each Relying Adviser.
Each Relying Adviser, its employees, and persons acting on its behalf are subject to the Filing Adviser’s supervision and control.
Each Relying Adviser’s advisory activities are subject to the Advisers Act and rules, and subject to SEC examination.
The Filing Adviser and each Relying Adviser operate under a single code of ethics and written policies and procedures adopted and implemented in accordance with rule 206(4)-7 of the Advisers Act and administered by a single chief compliance officer in accordance with the rule.

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Type of Service Provider	#SPs	#Funds	Asset(BN)
Outsource Fund Administrators	1
Fund Auditor	1
Prime Broker	11
Custodians	16
Third Party Marketer	3
Outsourced Compliance Firms	0
Inhouse Compliance	0
Totals	32	13	$851.16

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Type Of Client	2023
Individuals	0
High Net Worth Individuals	0
Banking of Thrift Institutions	0
Investment Companies (IC)	0
Business Development Companies (BDC)	0
Pooled Investment Vehicles (Not IC or BDC)	5
Pension and Profit Sharing Plans-Private	0
Government Entities and Pension Plans	0
Charitable Organizations	0
Other Investment Advisers	0
Insurance Companies	0
Sovereign Wealth Funds and Foreign Institutions	0
Corporations or Other Businesses	0
Other:	0
Total	5
Value of Assets attributable to Non-United States Persons	0

Sample of 3 Known Investors	Assets

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Fund Strategy All or By Adviser	Type	Yes/No	Funds	Asset(BN)
Private Equity		Yes
Multi-Strategy		Yes
Total Fund Strategies		2	3	$27.11

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Name	Title	Email	Telephone	Asset Class
Sander Ross Gerber	Chief Executive Officer			Not Available
Brendan Dermott Albee	Chief Financial Officer			Not Available
Charles Howard Winkler	Chief Operating Officer			Not Available
Scott Lawrence Black	Chief Compliance Officer			Not Available

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Function	# Factors	# High Complexity
Operational	21
Compliance	19
Vendor	23
Regulatory Event	2
Human Capital	5
Totals	63	13

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Name of Holding	Type	Shares or PRN	Value(BN))	SHR or PRN	Discretion	Voting Authority	CUSIP	PUT/CALL	Filing Date	Reporting QTR	Filing Type
Microsoft Corp	COM	2,420,000	$764.12	SH	SOLE	SOLE	594918104		11/14/23	09/30/23	13F-HR
Amazon Com Inc	COM	4,098,000	$520.94	SH	SOLE	SOLE	023135106		11/14/23	09/30/23	13F-HR
Apple Inc	COM	2,847,000	$487.43	SH	SOLE	SOLE	037833100		11/14/23	09/30/23	13F-HR
Intercontinental Exchange In	COM	4,297,000	$472.76	SH	SOLE	SOLE	45866F104	CALL	11/14/23	09/30/23	13F-HR
Meta Platforms Inc	CL A	1,553,686	$466.43	SH	SOLE	SOLE	30303M102		11/14/23	09/30/23	13F-HR

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Name of Regulator	Acronym	Country	Yes/No	#Advisers	#Funds	#Affiliates
Cayman Island Monetary Authority (cima)		Cayman	Y
Commodity Futures Trading Commission		United States	Y
Securities And Exchange Commission		United States	Y
Totals			3	3

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