Convergence offers you Regulatory Event Risk analytics on Advisors
Leverage the Convergence platform for the following:
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We conduct a comparative analyses of Asset Managers that have been cited for wrongdoing in SEC enforcement actions versus Asset Managers that an Investor would like to diligence
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E-RISK provides insights into the high risk business conditions that are likely to have set the table for the actions cited in the SEC enforcement action
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I-RISK allows you to compare the high risk business conditions of the Asset Managers they select to the Asset Manager cited for the infraction
Contact us today for more information!
For your free E-Risk Report and to learn how to access our I-Risk analytics and reporting platform, please provide the following information and submit it to us and we will contact you.
