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Diversity Newsletter – March 2020

Gender Diversity Report

CTM’s research team has developed the new “Diversity Insights” report that will feature timely and relevant information on Gender Diversity in asset management. We will provide this complimentary report to interested parties and will supplement it with detailed custom reports for our clients and as well as an annual report.

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03-20-2019 Convergence Daily ADV Filing Changes

03-20-2019 Convergence Daily ADV Filing Changes

         4 – SEC-Inactive Advisors
         8 – SEC-Dropped Funds

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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