04/08/2016 Convergence Daily ADV Filing Changes
3 New SEC-Registered Investment Advisors
5 New Private Funds
1 New Sub-Advised Funds
6 #RIA #Headcount Changes
5 C-Suite Updates
6 #Regulatory Authority Reporting Changes
5 #Auditor Appointments for New #Funds
5 #Administrator Appointments for New #Funds
19 Changes to #RAUM
1 #Auditor Services Provider Changes
3 #PrimeBrokerage Service Provider Changes
1 #Marketing Services Provider Changes
1 New Civil, Criminal, and Regulatory #Violations
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