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07-25-2018 Convergence Daily ADV Filing Changes

         5 – New SEC-Registered Investment Advisors
        47 – New Private Funds Disclosed
        37 – Headcount Changes
        49 – C-Suite Appointments
         4 – Regulators and Violations
        47 – New Fund Auditor Appointments
        47 – New Fund Administrator Appointments
        44 – Change in Assets
         2 – Administrator Changes
         1 – Auditor Changes
         4 – 3rd-Party Marketer Changes
        18 – Beneficial Ownership
       218 – ScheduleAB Changes
         3 – SEC Admin and Auditor Fund Changes
         6 – SEC-Inactive Advisors
         9 – SEC-Dropped Funds
        46 – Changes in RIC and BDC
         5 – Changes in Public Funds
        10 – Prime Broker, Custodian, and Marketer Fund Level Changes
        31 – New Fund Prime Broker Appointments
        30 – New Fund Custodian Appointments
         8 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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