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07-26-2018 Convergence Daily ADV Filing Changes

         5 – New SEC-Registered Investment Advisors
        13 – New Private Funds Disclosed
        12 – Headcount Changes
        10 – C-Suite Appointments
        12 – New Fund Auditor Appointments
        12 – New Fund Administrator Appointments
        21 – Change in Assets
         2 – Administrator Changes
         1 – Custodian Changes
        73 – ScheduleAB Changes
         5 – SEC Admin and Auditor Fund Changes
         2 – SEC-Inactive Advisors
         6 – SEC-Dropped Funds
        32 – Changes in RIC and BDC
         8 – New Fund Prime Broker Appointments
        24 – New Fund Custodian Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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