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06-18-2018 Convergence Daily ADV Filing Changes

        14 – New SEC-Registered Investment Advisors
        12 – New Private Funds Disclosed
        22 – Headcount Changes
        37 – C-Suite Appointments
         9 – Regulators and Violations
        11 – New Fund Auditor Appointments
        11 – New Fund Administrator Appointments
        20 – Change in Assets
         2 – Administrator Changes
         2 – Auditor Changes
         1 – Custodian Changes
         1 – Beneficial Ownership
       168 – ScheduleAB Changes
         2 – SEC Admin and Auditor Fund Changes
         4 – SEC-Inactive Advisors
         8 – SEC-Dropped Funds
        69 – Changes in RIC and BDC
        10 – New Fund Custodian Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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