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03-18-2019 Convergence Daily ADV Filing Changes

         8 – New SEC-Registered Investment Advisors
        36 – New Private Funds Disclosed
       255 – Headcount Changes
        86 – C-Suite Appointments
        14 – Regulators and Violations
        35 – New Fund Auditor Appointments
        35 – New Fund Administrator Appointments
       360 – Change in Assets
         4 – Administrator Changes
        10 – Auditor Changes
        25 – Custodian Changes
         7 – Prime Broker Changes
         7 – 3rd-Party Marketer Changes
        95 – Beneficial Ownership
       264 – ScheduleAB Changes
        14 – SEC Admin and Auditor Fund Changes
         8 – SEC-Inactive Advisors
        32 – SEC-Dropped Funds
        37 – Changes in RIC and BDC
         4 – Changes in Public Funds
        50 – Prime Broker, Custodian, and Marketer Fund Level Changes
        25 – New Fund Custodian Appointments
         4 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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