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03-13-2019 Convergence Daily ADV Filing Changes

         6 – New SEC-Registered Investment Advisors
        22 – New Private Funds Disclosed
       243 – Headcount Changes
        63 – C-Suite Appointments
         3 – Regulators and Violations
        21 – New Fund Auditor Appointments
        21 – New Fund Administrator Appointments
       281 – Change in Assets
         6 – Administrator Changes
         5 – Auditor Changes
        19 – Custodian Changes
         1 – Prime Broker Changes
         5 – 3rd-Party Marketer Changes
        47 – Beneficial Ownership
       236 – ScheduleAB Changes
        11 – SEC Admin and Auditor Fund Changes
         5 – SEC-Inactive Advisors
        27 – SEC-Dropped Funds
        30 – Changes in RIC and BDC
         5 – Changes in Public Funds
        26 – Prime Broker, Custodian, and Marketer Fund Level Changes
         3 – New Fund Prime Broker Appointments
        21 – New Fund Custodian Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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