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03-12-2019 Convergence Daily ADV Filing Changes

         5 – New SEC-Registered Investment Advisors
        26 – New Private Funds Disclosed
       202 – Headcount Changes
        53 – C-Suite Appointments
         7 – Regulators and Violations
        25 – New Fund Auditor Appointments
        26 – New Fund Administrator Appointments
       219 – Change in Assets
         8 – Administrator Changes
         6 – Auditor Changes
        12 – Custodian Changes
         5 – Prime Broker Changes
         4 – 3rd-Party Marketer Changes
        20 – Beneficial Ownership
       140 – ScheduleAB Changes
         6 – SEC Admin and Auditor Fund Changes
         5 – SEC-Inactive Advisors
        60 – SEC-Dropped Funds
        25 – Changes in RIC and BDC
         1 – Changes in Public Funds
        22 – Prime Broker, Custodian, and Marketer Fund Level Changes
         6 – New Fund Prime Broker Appointments
        24 – New Fund Custodian Appointments
         9 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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