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03-11-2019 Convergence Daily ADV Filing Changes

        11 – New SEC-Registered Investment Advisors
        48 – New Private Funds Disclosed
       187 – Headcount Changes
        75 – C-Suite Appointments
         4 – Regulators and Violations
        46 – New Fund Auditor Appointments
        46 – New Fund Administrator Appointments
       232 – Change in Assets
        10 – Administrator Changes
         8 – Auditor Changes
        14 – Custodian Changes
         9 – Prime Broker Changes
        11 – 3rd-Party Marketer Changes
        38 – Beneficial Ownership
       223 – ScheduleAB Changes
        25 – SEC Admin and Auditor Fund Changes
         6 – SEC-Inactive Advisors
        33 – SEC-Dropped Funds
        51 – Changes in RIC and BDC
         2 – Changes in Public Funds
        25 – Prime Broker, Custodian, and Marketer Fund Level Changes
         9 – New Fund Prime Broker Appointments
        43 – New Fund Custodian Appointments
         2 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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