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03-06-2019 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
        20 – New Private Funds Disclosed
       110 – Headcount Changes
        40 – C-Suite Appointments
        19 – New Fund Auditor Appointments
        19 – New Fund Administrator Appointments
       165 – Change in Assets
         6 – Administrator Changes
         3 – Auditor Changes
        23 – Custodian Changes
        12 – Prime Broker Changes
         6 – 3rd-Party Marketer Changes
        20 – Beneficial Ownership
       132 – ScheduleAB Changes
        10 – SEC Admin and Auditor Fund Changes
         7 – SEC-Inactive Advisors
        10 – SEC-Dropped Funds
        36 – Changes in RIC and BDC
         3 – Changes in Public Funds
        22 – Prime Broker, Custodian, and Marketer Fund Level Changes
         1 – New Fund Prime Broker Appointments
        14 – New Fund Custodian Appointments
         2 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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