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03-01-2019 Convergence Daily ADV Filing Changes

         8 – New SEC-Registered Investment Advisors
        63 – New Private Funds Disclosed
       114 – Headcount Changes
        59 – C-Suite Appointments
        21 – Regulators and Violations
        57 – New Fund Auditor Appointments
        57 – New Fund Administrator Appointments
       197 – Change in Assets
         7 – Administrator Changes
         3 – Auditor Changes
        21 – Custodian Changes
         8 – Prime Broker Changes
         4 – 3rd-Party Marketer Changes
        71 – Beneficial Ownership
       198 – ScheduleAB Changes
         9 – SEC Admin and Auditor Fund Changes
         5 – SEC-Inactive Advisors
        37 – SEC-Dropped Funds
        36 – Changes in RIC and BDC
         8 – Changes in Public Funds
        34 – Prime Broker, Custodian, and Marketer Fund Level Changes
        31 – New Fund Prime Broker Appointments
        82 – New Fund Custodian Appointments
         9 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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