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02-27-2019 Convergence Daily ADV Filing Changes

         3 – New SEC-Registered Investment Advisors
        43 – New Private Funds Disclosed
       123 – Headcount Changes
        60 – C-Suite Appointments
        17 – Regulators and Violations
        42 – New Fund Auditor Appointments
        42 – New Fund Administrator Appointments
       156 – Change in Assets
        13 – Administrator Changes
         5 – Auditor Changes
        18 – Custodian Changes
         3 – Prime Broker Changes
        11 – 3rd-Party Marketer Changes
        23 – Beneficial Ownership
       138 – ScheduleAB Changes
         2 – SEC Admin and Auditor Fund Changes
         2 – SEC-Inactive Advisors
         9 – SEC-Dropped Funds
        16 – Changes in RIC and BDC
         2 – Changes in Public Funds
        17 – Prime Broker, Custodian, and Marketer Fund Level Changes
        23 – New Fund Prime Broker Appointments
        54 – New Fund Custodian Appointments
        22 – New Fund 3rd-Party Marketer Appointments

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved
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