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01-21-2018 Convergence Daily ADV Filing Changes

        24 – New SEC-Registered Investment Advisors
        19 – New Private Funds Disclosed
        51 – Headcount Changes
        19 – C-Suite Appointments
         2 – Regulators and Violations
        20 – New Fund Auditor Appointments
        19 – New Fund Administrator Appointments
        45 – Change in Assets
         2 – Auditor Changes
         3 – Custodian Changes
         1 – Prime Broker Changes
         1 – 3rd-Party Marketer Changes
        15 – Beneficial Ownership
       245 – ScheduleAB Changes
         4 – SEC Admin and Auditor Fund Changes
         3 – SEC-Inactive Advisors
        23 – SEC-Dropped Funds

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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