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03-21-2018 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
        44 – New Private Funds Disclosed
       289 – Headcount Changes
        36 – C-Suite Appointments
        13 – Regulators and Violations
        39 – New Fund Auditor Appointments
        39 – New Fund Administrator Appointments
       412 – Change in Assets
        19 – Administrator Changes
        25 – Auditor Changes
        42 – Custodian Changes
        12 – Prime Broker Changes
        21 – 3rd-Party Marketer Changes
       103 – Beneficial Ownership
       480 – ScheduleAB Changes
        53 – SEC Admin and Auditor Fund Changes
         6 – SEC-Inactive Advisors
        51 – SEC-Dropped Funds

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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