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03-22-2018 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
        32 – New Private Funds Disclosed
       363 – Headcount Changes
        41 – C-Suite Appointments
        18 – Regulators and Violations
        32 – New Fund Auditor Appointments
        32 – New Fund Administrator Appointments
       449 – Change in Assets
        20 – Administrator Changes
        18 – Auditor Changes
        48 – Custodian Changes
        23 – Prime Broker Changes
        16 – 3rd-Party Marketer Changes
       107 – Beneficial Ownership
       429 – ScheduleAB Changes
        40 – SEC Admin and Auditor Fund Changes
         5 – SEC-Inactive Advisors
        36 – SEC-Dropped Funds

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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