Gabby Riggione No Comments

08-17-2017 Convergence Daily ADV Filing Changes

08-17-2017 Convergence Daily ADV Filing Changes

         1 – New SEC-Registered Investment Advisors
        16 – New Private Funds Disclosed
        21 – Headcount Changes
        14 – C-Suite Appointments
        15 – New Fund Auditor Appointments
        15 – New Fund Administrator Appointments
        25 – Change in Assets
         2 – Administrator Changes
         2 – Auditor Changes
         3 – Custodian Changes
         4 – Prime Broker Changes
         1 – 3rd-Party Marketer Changes
        10 – Beneficial Ownership
       104 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-16-2017 Convergence Daily ADV Filing Changes

08-16-2017 Convergence Daily ADV Filing Changes

         6 – New SEC-Registered Investment Advisors
        10 – New Private Funds Disclosed
        29 – Headcount Changes
        11 – C-Suite Appointments
         1 – Regulators and Violations
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
        21 – Change in Assets
         3 – Custodian Changes
         4 – 3rd-Party Marketer Changes
        95 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-15-2017 Convergence Daily ADV Filing Changes

08-15-2017 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
         9 – New Private Funds Disclosed
        14 – Headcount Changes
        16 – C-Suite Appointments
         1 – Regulators and Violations
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
        17 – Change in Assets
         4 – Administrator Changes
         2 – Auditor Changes
         4 – Custodian Changes
         1 – 3rd-Party Marketer Changes
         2 – Beneficial Ownership
        82 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-13-2017 Convergence Daily ADV Filing Changes

08-13-2017 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
        29 – New Private Funds Disclosed
        11 – Headcount Changes
         7 – C-Suite Appointments
         4 – Regulators and Violations
        28 – New Fund Auditor Appointments
        28 – New Fund Administrator Appointments
        16 – Change in Assets
         2 – Auditor Changes
         1 – Custodian Changes
         1 – Prime Broker Changes
         6 – 3rd-Party Marketer Changes
         1 – Beneficial Ownership
        77 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-11-2017 Convergence Daily ADV Filing Changes

08-11-2017 Convergence Daily ADV Filing Changes

         4 – New SEC-Registered Investment Advisors
         7 – New Private Funds Disclosed
        17 – Headcount Changes
         3 – C-Suite Appointments
        23 – Regulators and Violations
         7 – New Fund Auditor Appointments
         7 – New Fund Administrator Appointments
        22 – Change in Assets
         3 – Administrator Changes
         4 – Auditor Changes
         3 – Custodian Changes
         1 – Prime Broker Changes
         6 – 3rd-Party Marketer Changes
         1 – Beneficial Ownership
       128 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-10-2017 Convergence Daily ADV Filing Changes

08-10-2017 Convergence Daily ADV Filing Changes

         3 – New SEC-Registered Investment Advisors
         5 – New Private Funds Disclosed
        24 – Headcount Changes
        12 – C-Suite Appointments
         2 – Regulators and Violations
         5 – New Fund Auditor Appointments
         5 – New Fund Administrator Appointments
        20 – Change in Assets
         4 – Administrator Changes
         2 – Auditor Changes
         4 – Custodian Changes
         2 – Prime Broker Changes
         3 – 3rd-Party Marketer Changes
       183 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-09-2017 Convergence Daily ADV Filing Changes

08-09-2017 Convergence Daily ADV Filing Changes

         3 – New SEC-Registered Investment Advisors
         8 – New Private Funds Disclosed
        21 – Headcount Changes
         8 – C-Suite Appointments
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
        23 – Change in Assets
         2 – Administrator Changes
         2 – Custodian Changes
         2 – Prime Broker Changes
         2 – Beneficial Ownership
        68 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-08-2017 Convergence Daily ADV Filing Changes

08-08-2017 Convergence Daily ADV Filing Changes

         6 – New SEC-Registered Investment Advisors
         5 – New Private Funds Disclosed
        19 – Headcount Changes
         8 – C-Suite Appointments
         4 – New Fund Auditor Appointments
         4 – New Fund Administrator Appointments
        16 – Change in Assets
         2 – 3rd-Party Marketer Changes
         4 – Beneficial Ownership
        93 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-06-2017 Convergence Daily ADV Filing Changes

08-06-2017 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
        10 – New Private Funds Disclosed
        31 – Headcount Changes
        14 – C-Suite Appointments
         6 – New Fund Auditor Appointments
         6 – New Fund Administrator Appointments
        11 – Change in Assets
         1 – Administrator Changes
         1 – Auditor Changes
         1 – Custodian Changes
         1 – Prime Broker Changes
        90 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

08-04-2017 Convergence Daily ADV Filing Changes

08-04-2017 Convergence Daily ADV Filing Changes

         7 – New SEC-Registered Investment Advisors
        17 – New Private Funds Disclosed
        29 – Headcount Changes
        14 – C-Suite Appointments
        14 – Regulators and Violations
        16 – New Fund Auditor Appointments
        16 – New Fund Administrator Appointments
        23 – Change in Assets
         2 – Administrator Changes
         2 – Auditor Changes
        10 – Custodian Changes
         6 – Prime Broker Changes
         2 – 3rd-Party Marketer Changes
         2 – Beneficial Ownership
       127 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.