Gabby Riggione No Comments

10-15-2017 Convergence Daily ADV Filing Changes

10-15-2017 Convergence Daily ADV Filing Changes

         9 – New SEC-Registered Investment Advisors
         5 – New Private Funds Disclosed
        31 – Headcount Changes
        13 – C-Suite Appointments
         2 – Regulators and Violations
         5 – New Fund Auditor Appointments
         5 – New Fund Administrator Appointments
        20 – Change in Assets
         1 – Administrator Changes
         2 – Custodian Changes
         1 – 3rd-Party Marketer Changes
         8 – Beneficial Ownership
       122 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

10-13-2017 Convergence Daily ADV Filing Changes

10-13-2017 Convergence Daily ADV Filing Changes

        11 – New SEC-Registered Investment Advisors
        17 – New Private Funds Disclosed
        12 – Headcount Changes
         5 – C-Suite Appointments
         1 – Regulators and Violations
        17 – New Fund Auditor Appointments
        17 – New Fund Administrator Appointments
        19 – Change in Assets
         3 – Auditor Changes
         2 – Custodian Changes
         2 – Prime Broker Changes
         1 – Beneficial Ownership
       105 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

10-12-2017 Convergence Daily ADV Filing Changes

10-12-2017 Convergence Daily ADV Filing Changes

         6 – New SEC-Registered Investment Advisors
        13 – New Private Funds Disclosed
        17 – Headcount Changes
         6 – C-Suite Appointments
         3 – Regulators and Violations
        13 – New Fund Auditor Appointments
        13 – New Fund Administrator Appointments
        17 – Change in Assets
         2 – Administrator Changes
         5 – 3rd-Party Marketer Changes
        72 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

10-11-2017 Convergence Daily ADV Filing Changes

10-11-2017 Convergence Daily ADV Filing Changes

         2 – New SEC-Registered Investment Advisors
         8 – New Private Funds Disclosed
         8 – Headcount Changes
         6 – C-Suite Appointments
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
         8 – Change in Assets
         1 – Administrator Changes
         3 – Auditor Changes
         1 – Custodian Changes
         1 – 3rd-Party Marketer Changes
        26 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

10-01-2017 Convergence Daily ADV Filing Changes

10-01-2017 Convergence Daily ADV Filing Changes

        22 – New SEC-Registered Investment Advisors
       117 – New Private Funds Disclosed
       184 – Headcount Changes
        90 – C-Suite Appointments
        21 – Regulators and Violations
       110 – New Fund Auditor Appointments
       113 – New Fund Administrator Appointments
       225 – Change in Assets
        28 – Administrator Changes
        21 – Auditor Changes
        36 – Custodian Changes
        14 – Prime Broker Changes
        17 – 3rd-Party Marketer Changes
        29 – Beneficial Ownership
       882 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

09-29-2017 Convergence Daily ADV Filing Changes

09-29-2017 Convergence Daily ADV Filing Changes

        10 – New SEC-Registered Investment Advisors
       130 – New Private Funds Disclosed
       166 – Headcount Changes
        50 – C-Suite Appointments
        38 – Regulators and Violations
       118 – New Fund Auditor Appointments
       121 – New Fund Administrator Appointments
       162 – Change in Assets
        21 – Administrator Changes
        18 – Auditor Changes
        41 – Custodian Changes
        18 – Prime Broker Changes
        34 – 3rd-Party Marketer Changes
        86 – Beneficial Ownership
       502 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

09-28-2017 Convergence Daily ADV Filing Changes

09-28-2017 Convergence Daily ADV Filing Changes

         5 – New SEC-Registered Investment Advisors
        35 – New Private Funds Disclosed
        90 – Headcount Changes
        20 – C-Suite Appointments
        12 – Regulators and Violations
        38 – New Fund Auditor Appointments
        35 – New Fund Administrator Appointments
        88 – Change in Assets
         2 – Administrator Changes
         3 – Auditor Changes
         7 – Custodian Changes
         1 – Prime Broker Changes
         8 – 3rd-Party Marketer Changes
        12 – Beneficial Ownership
       192 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

09-27-2017 Convergence Daily ADV Filing Changes

09-27-2017 Convergence Daily ADV Filing Changes

        13 – New SEC-Registered Investment Advisors
        18 – New Private Funds Disclosed
        48 – Headcount Changes
        19 – C-Suite Appointments
        13 – Regulators and Violations
        17 – New Fund Auditor Appointments
        17 – New Fund Administrator Appointments
        48 – Change in Assets
         1 – Administrator Changes
         1 – Auditor Changes
         5 – Custodian Changes
         7 – Prime Broker Changes
         4 – 3rd-Party Marketer Changes
        10 – Beneficial Ownership
       220 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

09-26-2017 Convergence Daily ADV Filing Changes

09-26-2017 Convergence Daily ADV Filing Changes

         9 – New SEC-Registered Investment Advisors
        28 – New Private Funds Disclosed
        39 – Headcount Changes
        44 – C-Suite Appointments
         9 – Regulators and Violations
        27 – New Fund Auditor Appointments
        27 – New Fund Administrator Appointments
        39 – Change in Assets
         2 – Administrator Changes
         1 – Auditor Changes
         2 – Custodian Changes
         4 – Prime Broker Changes
         2 – 3rd-Party Marketer Changes
       193 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

09-24-2017 Convergence Daily ADV Filing Changes

09-24-2017 Convergence Daily ADV Filing Changes

         5 – New SEC-Registered Investment Advisors
        26 – New Private Funds Disclosed
        17 – Headcount Changes
        15 – C-Suite Appointments
         2 – Regulators and Violations
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
        24 – Change in Assets
         5 – Administrator Changes
         1 – Auditor Changes
         2 – Custodian Changes
         1 – Prime Broker Changes
         1 – 3rd-Party Marketer Changes
         7 – Beneficial Ownership
       137 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.