Gabby Riggione No Comments

06-23-2017 Convergence Daily ADV Filing Changes

06-23-2017 Convergence Daily ADV Filing Changes

        10 – New SEC-Registered Investment Advisors
         8 – New Private Funds Disclosed
        20 – Headcount Changes
         8 – C-Suite Appointments
        15 – Regulators and Violations
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
        29 – Change in Assets
         1 – Auditor Changes
         1 – 3rd-Party Marketer Changes
         3 – Beneficial Ownership
       144 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-22-2017 Convergence Daily ADV Filing Changes

06-22-2017 Convergence Daily ADV Filing Changes

         3 – New SEC-Registered Investment Advisors
        18 – New Private Funds Disclosed
        21 – Headcount Changes
        19 – C-Suite Appointments
         2 – Regulators and Violations
        13 – New Fund Auditor Appointments
        13 – New Fund Administrator Appointments
        38 – Change in Assets
         2 – Administrator Changes
         4 – Auditor Changes
         5 – Custodian Changes
         1 – Prime Broker Changes
        31 – 3rd-Party Marketer Changes
         7 – Beneficial Ownership
       122 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-21-2017 Convergence Daily ADV Filing Changes

06-21-2017 Convergence Daily ADV Filing Changes

         9 – New SEC-Registered Investment Advisors
        15 – New Private Funds Disclosed
        45 – Headcount Changes
        21 – C-Suite Appointments
         6 – Regulators and Violations
        15 – New Fund Auditor Appointments
        15 – New Fund Administrator Appointments
        34 – Change in Assets
         5 – Administrator Changes
         5 – Auditor Changes
         9 – Custodian Changes
         8 – Prime Broker Changes
         3 – 3rd-Party Marketer Changes
         9 – Beneficial Ownership
       148 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-20-2017 Convergence Daily ADV Filing Changes

06-20-2017 Convergence Daily ADV Filing Changes

        10 – New SEC-Registered Investment Advisors
        17 – New Private Funds Disclosed
        15 – Headcount Changes
        11 – C-Suite Appointments
         1 – Regulators and Violations
        16 – New Fund Auditor Appointments
        16 – New Fund Administrator Appointments
        23 – Change in Assets
         1 – Administrator Changes
         4 – Custodian Changes
         5 – Prime Broker Changes
         2 – Beneficial Ownership
       111 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-18-2017 Convergence Daily ADV Filing Changes

06-18-2017 Convergence Daily ADV Filing Changes

        11 – New SEC-Registered Investment Advisors
        11 – New Private Funds Disclosed
        18 – Headcount Changes
         9 – C-Suite Appointments
         3 – Regulators and Violations
        11 – New Fund Auditor Appointments
        11 – New Fund Administrator Appointments
        31 – Change in Assets
         2 – Auditor Changes
         2 – Custodian Changes
         3 – Beneficial Ownership
        88 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-16-2017 Convergence Daily ADV Filing Changes

06-16-2017 Convergence Daily ADV Filing Changes

         3 – New SEC-Registered Investment Advisors
         9 – New Private Funds Disclosed
        13 – Headcount Changes
        16 – C-Suite Appointments
         8 – New Fund Auditor Appointments
         8 – New Fund Administrator Appointments
        15 – Change in Assets
         1 – Administrator Changes
         1 – Auditor Changes
         1 – Custodian Changes
         1 – Prime Broker Changes
         4 – 3rd-Party Marketer Changes
         2 – Beneficial Ownership
       105 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-15-2017 Convergence Daily ADV Filing Changes

06-15-2017 Convergence Daily ADV Filing Changes

         4 – New SEC-Registered Investment Advisors
         5 – New Private Funds Disclosed
        12 – Headcount Changes
        12 – C-Suite Appointments
         5 – New Fund Auditor Appointments
         5 – New Fund Administrator Appointments
        25 – Change in Assets
         3 – Administrator Changes
         2 – Auditor Changes
         4 – Custodian Changes
         1 – Prime Broker Changes
         6 – 3rd-Party Marketer Changes
         3 – Beneficial Ownership
        75 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-14-2017 Convergence Daily ADV Filing Changes

06-14-2017 Convergence Daily ADV Filing Changes

         4 – New SEC-Registered Investment Advisors
         3 – New Private Funds Disclosed
        20 – Headcount Changes
         5 – C-Suite Appointments
         4 – Regulators and Violations
         3 – New Fund Auditor Appointments
         3 – New Fund Administrator Appointments
        23 – Change in Assets
         2 – Administrator Changes
         1 – Auditor Changes
         3 – Custodian Changes
         2 – Prime Broker Changes
         2 – Beneficial Ownership
        49 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-13-2017 Convergence Daily ADV Filing Changes

06-13-2017 Convergence Daily ADV Filing Changes

         5 – New SEC-Registered Investment Advisors
         5 – New Private Funds Disclosed
        19 – Headcount Changes
        15 – C-Suite Appointments
         3 – Regulators and Violations
         5 – New Fund Auditor Appointments
         5 – New Fund Administrator Appointments
        22 – Change in Assets
         2 – Administrator Changes
         1 – Auditor Changes
         1 – Custodian Changes
         1 – Beneficial Ownership
       122 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

Gabby Riggione No Comments

06-11-2017 Convergence Daily ADV Filing Changes

06-11-2017 Convergence Daily ADV Filing Changes

        10 – New SEC-Registered Investment Advisors
        17 – New Private Funds Disclosed
        28 – Headcount Changes
        11 – C-Suite Appointments
         1 – Regulators and Violations
        14 – New Fund Auditor Appointments
        14 – New Fund Administrator Appointments
        16 – Change in Assets
         2 – Auditor Changes
         1 – 3rd-Party Marketer Changes
         2 – Beneficial Ownership
       151 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.