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11-03-2017 Convergence Daily ADV Filing Changes

        11 – New SEC-Registered Investment Advisors
        15 – New Private Funds Disclosed
        22 – Headcount Changes
         6 – C-Suite Appointments
         2 – Regulators and Violations
        13 – New Fund Auditor Appointments
        16 – New Fund Administrator Appointments
        29 – Change in Assets
         3 – Administrator Changes
         3 – Auditor Changes
        10 – Custodian Changes
         4 – Prime Broker Changes
         4 – Beneficial Ownership
        80 – ScheduleAB Changes
         9 – SEC-Inactive Advisors
        12 – SEC-Dropped Funds

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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