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09-29-2017 Convergence Daily ADV Filing Changes

        10 – New SEC-Registered Investment Advisors
       130 – New Private Funds Disclosed
       166 – Headcount Changes
        50 – C-Suite Appointments
        38 – Regulators and Violations
       118 – New Fund Auditor Appointments
       121 – New Fund Administrator Appointments
       162 – Change in Assets
        21 – Administrator Changes
        18 – Auditor Changes
        41 – Custodian Changes
        18 – Prime Broker Changes
        34 – 3rd-Party Marketer Changes
        86 – Beneficial Ownership
       502 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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