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09-27-2017 Convergence Daily ADV Filing Changes

        13 – New SEC-Registered Investment Advisors
        18 – New Private Funds Disclosed
        48 – Headcount Changes
        19 – C-Suite Appointments
        13 – Regulators and Violations
        17 – New Fund Auditor Appointments
        17 – New Fund Administrator Appointments
        48 – Change in Assets
         1 – Administrator Changes
         1 – Auditor Changes
         5 – Custodian Changes
         7 – Prime Broker Changes
         4 – 3rd-Party Marketer Changes
        10 – Beneficial Ownership
       220 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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