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07-27-2017 Convergence Daily ADV Filing Changes

         3 – New SEC-Registered Investment Advisors
       146 – New Private Funds Disclosed
        18 – Headcount Changes
         4 – C-Suite Appointments
         1 – Regulators and Violations
       146 – New Fund Auditor Appointments
       146 – New Fund Administrator Appointments
         9 – Change in Assets
         2 – Administrator Changes
         2 – Auditor Changes
         3 – Custodian Changes
         3 – Prime Broker Changes
         1 – 3rd-Party Marketer Changes
         1 – Beneficial Ownership
        84 – ScheduleAB Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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