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05-12-2017 Convergence Daily ADV Filing Changes

5 New SEC-Registered Investment Advisors
14 New Private Funds
3 New Sub-Advised Funds
13 #RIA #Headcount Changes
10 C-Suite Updates
14 #Auditor Appointments for New #Funds
14 #Administrator Appointments for New #Funds
25 Changes to #RAUM
4 #Auditor Services Provider Changes
1 #Custodial Services Provider Changes
1 #PrimeBrokerage Service Provider Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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