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04-09-2017 Convergence Daily ADV Filing Changes

5 New SEC-Registered Investment Advisors
12 New Private Funds
13 #RIA #Headcount Changes
18 C-Suite Updates
1 #Regulatory Authority Reporting Changes
12 #Auditor Appointments for New #Funds
12 #Administrator Appointments for New #Funds
32 Changes to #RAUM
4 Administrative Services Provider Changes
1 #Auditor Services Provider Changes
3 #Custodial Services Provider Changes
5 #Marketing Services Provider Changes

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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