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03-04-2018 Convergence Daily ADV Filing Changes

        14 – New SEC-Registered Investment Advisors
        75 – New Private Funds Disclosed
       100 – Headcount Changes
        16 – C-Suite Appointments
        11 – Regulators and Violations
        67 – New Fund Auditor Appointments
        67 – New Fund Administrator Appointments
       138 – Change in Assets
         5 – Administrator Changes
         2 – Auditor Changes
         9 – Custodian Changes
         4 – 3rd-Party Marketer Changes
        18 – Beneficial Ownership
       291 – ScheduleAB Changes
         6 – SEC Admin and Auditor Fund Changes
         7 – SEC-Inactive Advisors
        66 – SEC-Dropped Funds

ADV disclosures may have a signature date that is earlier than this document’s reporting period. This is due to a delay between the receipt of an ADV filing from an RIA and its release by the SEC. The above content is based on the information that Convergence obtains from an Advisor’s Form ADV. Convergence makes no representation to the accuracy of an Advisor’s data or to any derivative calculations Convergence creates using this data to benchmark Advisors. CMDX is a registered trademark of Convergence, Inc. (c) 2016 All rights reserved.

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